Recognition to Members of ICSI under SEBI (Investment Advisers) Regulations, 2013



SEBI has issued SEBI (Investment Advisers)Regulations, 2013 on January 21,2013, requiring yearly audit of Compliance by Members of ICSI.

Regulation 19 (3) reads as under :

“An investment adviser shall conduct yearly audit in respect of compliance with these regulations from a member of Institute of Chartered Accountants of India or Institute of Company Secretaries of India.”

Text of SEBI (Investment Advisers) Regulations, 2013 is attached




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