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Notification & Circulars

Compliance with the provisions of Equity Listing Agreement by listed companies - Monitoring by Stock Exchanges
General Guidelines for dealing with Conflicts of Interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Marke
Guidelines for dealing with Conflict of Interest for investment/ trading by CRAs, Access Persons and other employees
Revised Position Limits for Exchange Traded Currency Derivatives
Product Labeling in Mutual Funds
Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators
Rationalisation process for obtaining PAN by Investors
Amendments to SEBI (Mutual Funds) Regulations, 1996
Modification/ Change of name in the Beneficial Owner (BO) account
Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

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Updated on : 16/04/2014 17:51:12

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