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Browse Notices Shares & Stock Notifications & Circulars

Displaying 1 - 10 of 250 in 25 pages

Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators

18 March 2013

CIR/MRD/ICC/ 8 /2013 March 18, 2013 All Stock Exchanges having nation-wide trading terminals Dear Madam/Sir, Sub: Arbitration Mechanism through Stock Exchanges - Introduction of Automatic Process and Common Pool of arbitrators. SEBI has rece ...

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Product Labeling in Mutual Funds

18 March 2013

CIR/IMD/DF/5/2013 March 18, 2013 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds/ Sir/ Madam, Sub: Product Labeling in Mutual Funds 1. In order to address the issue of mis-selling, a ...

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0 comments | 1297 hits


Rationalisation process for obtaining PAN by Investors

04 January 2013

CIR/MIRSD/01 /2013 January 04, 2013 1. All Recognized Stock Exchanges 2. Stock Brokers through Recognized Stock Exchanges 3. Depository Participants through Depositories 4. Mutual funds 5. Association of Mutual Funds in India 6. Portfolio Manage ...

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Amendments to SEBI (Mutual Funds) Regulations, 1996

19 November 2012

CIRCULAR CIR/IMD/DF/24/2012 November 19, 2012 All Mutual Funds/Asset Management Companies (AMCs)/ Trustee Companies/Boards of Trustees of Mutual Funds Sir/ Madam, Subject: Circular on Mutual Funds A. Amendments to SEBI (Mutual Funds) Regula ...

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Establishment of Connectivity with both depositories NSDL and CDSL ? Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement

02 November 2012

CIR/MRD/DP/ 28 /2012 November 02, 2012 To, All Stock Exchanges Dear Sir / Madam, Sub: Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to norma ...

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Modification/ Change of name in the Beneficial Owner (BO) account

01 November 2012

CIR/MRD/DP/ 27 /2012 November 01, 2012 To, The Depositories, Dear Sir / Madam, Sub: Change of Name in the Beneficial Owner (BO) Account 1. In order to simplify the procedure of change of name in individual Beneficial Owner’s (BO) a ...

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Review of Regulatory Compliance and Periodic Reporting

14 May 2012

CIR/MIRSD/6/2012May 14, 2012 To All Merchant Bankers registered with SEBI Sir / Madam, Sub: Review of Regulatory Compliance and Periodic Reporting 1. SEBI (Merchant Bankers) Regulations, 1992 have been amended vide notification no. LAD-NRO/GN/20 ...

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Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009

03 May 2012

CIR/CFD/DIL/5/2012May 3, 2012 To All Registered Merchant Bankers Dear Sir / Madam, Sub: Filing Offer Documents under SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2009 1. Please refer to circular No. SEBI CIR/CFD/DIL/9/2010 dat ...

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Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results

16 April 2012

CIR/CFD/DIL/4/2012April 16, 2012 To All Stock Exchanges Dear Sir/Madam, Sub: Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results 1. Ministry of Corporate Affairs vide Notification dated February 28, 201 ...

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Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES)

13 April 2012

CIR/CFD/DIL/3/ 2012 April 13, 2012 ToThe Stock ExchangesDear Sir/Madam Sub: Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a centralize ...

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