CIRCULARSEBI/CFD/DCR/SAST/ 2/2011/10/20 October 20, 2011To,All Registered Merchant BankersAll Recognized Stock ExchangesDear Sir(s),Sub: SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 (The Regulations) 1. This is in contin
...
Securities and Exchange Board of IndiaCIRCULARCir. /IMD/DF/17/2011 September 28, 2011All Registered Merchant BankersAll Recognized Stock ExchangesAll Registered Credit Rating AgenciesDear Sir/ Madam,Sub: Guidelines for Issue and Listing of Structur
...
Cir/ IMD/ DF/ 16 / 2011September 08, 2011 All Registered Mutual Funds/ Approved Asset Management Companies (AMCs) Sir/Madam, Sub: Amendments to SEBI (Mutual Funds) Regulations, 1996 1. We are enclosing a copy of the Gazette Notification No. LAD-N
...
CIR/MIRSD/19/2011 August 26, 2011 To All Credit Rating Agencies Registered with SEBI Sir/ Madam, Sub: Processing of Investor Complaints in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor complaints in a centra
...
CIR/IMD/FIIC/15/2011 August 26, 2011 To All Foreign Institutional Investors through their designated Custodians of Securities Dear Sir/Madam Sub: Infrastructure Finance Companies (IFCs) -- as eligible issuers for FIIs investment limit in debt inst
...
CIR/MIRSD/18/2011 August 25, 2011 All Recognized Stock ExchangesSir/Madam, Sub: Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES) 1. SEBI has commenced processing of investor grievance
...
CIR/MIRSD/17/2011 August 24, 2011 To (1) All Merchant Bankers (MBs) registered with SEBI (2)All Registrars to an Issue and Share Transfer Agents (RTI/STAs) registered with SEBI (3) All Underwriters registered with SEBI Sir/ Madam, Sub: Processin
...
CIR/MIRSD/16/2011August 22, 2011 All Recognized Stock Exchanges Dear Sirs, Subject: Simplification and Rationalization of Trading Account Opening Process. 1. SEBI has been getting feedback from the investors that the present trading account opening
...
Shares & Stock Notifications & Circulars
