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Filter Query : All | Only Resolved | Only Open

dmvyas_cs

asked On 18 October 2014 at 16:52

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Sebi investment adviser and research analyst regulations


Recently SEBI has implemented two regulatoins. 1 = SEBI (Investment Advisors) Regulations, 2013, 2 = SEBI(Research Analysts) Regulations, 2014. What is the difference between the Investment Adviser and Research Analyst, as both are involved in advice / recommendation of securities?

What are the criteria to decide whether a person / entity to is required to be registered as an Investment Adviser or as a Research Analyst?



Anonymous

asked On 18 October 2014 at 16:31

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Procedure for conversion from patrnership firm to pvt


RESPECTED SIR,
PLEASE GIVE ME DETAIL PROCEDURE FOR CONVERSION OF PARTNERSHIP FIRM INTO PRIVATE LIMITED UNDER COMPANIES ACT 2013.



G U K NARAYANAN

asked On 18 October 2014 at 15:31

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Moa and aoa fora private ltd company


May I seek a model moa and aoa for a private ltd chitfund company



Anonymous

asked On 18 October 2014 at 15:14

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Llp incorporation


Hi,


LLP incorporation case:-
I have filed form 1,2 and received LLPIN i.e. incorporation certificate.

However, while filling eForm4 I receive a pre-scrutiny error saying "Individual designated parter DPIN is already associated with LLP in case of appointment".

How to resolve this error and file eForm4. Also, is it mandatory to file eForm4??



Anonymous

asked On 18 October 2014 at 13:54

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Non audit service by auditor


Hello All!
My Query is as follows:
If an auditor is providing Tax advisory service to a company, in such a case is it a non audit service or not.
If it is whether MGT 14 is required to be filed by the company for appointment of such auditor?

Thanks in advance.



AMIT KUMAR GUPTA

asked On 18 October 2014 at 12:56

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Micro finance company


Sir i want to incorporate a section 8 company who's main objective is to provide credit facility to poor person. i have applied twice for name approval but it has been rejected. and showing a min. capital requirement of 5 crore net worth.



Divya Barathi

asked On 18 October 2014 at 12:40

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Procedure for conversion of partnership firm into pvt ltd co


What is the procedure for converting a partnership firm into a pvt ltd company under Companies Act 2013, If:

1. the partnership firm should not be dissolved.

2. The conversion should not attract capital gains tax.

3. The Firm has only three partners.



SREENATH.P

asked On 18 October 2014 at 11:02

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Equity share


Whether a Listed public limited Company can Issue Equity shares without voting rate ?...



HIMANSHU SINDWANI

asked On 17 October 2014 at 18:23

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Mgt 14 and gnl 2 can be revised


Hi, MGT 14 -Regading approval of accounts and Directors report and GNL 2 regarding auditor appoint can be revise ?? Please tell



Divya Barathi

asked On 17 October 2014 at 15:25

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Conversion of firm to a pvt ltd co without capital gains tax


What is the procedure to convert a partnership firm into a private limited company without dissolving the partnership firm so that the conversion does not attract capital gains tax?

The Firm has only three partners so it is not possible to register it as an Part IX company under the erstwile companies act/ XXI Company under the companies act 2013.



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