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  Half-day workshop on SEBI/Securities Laws for CAs



Bombay Chartered Accountants' Society

 

CORPORATE AND SECURITIES LAWS COMMITTEE

 

Chairman: Kanu S. Chokshi

Convenors: Jayant M. Thakur, Manish P. Sampat & Samir L. Kapadia

Co-ordinators: Bhavesh R. Vora & Jayant M. Thakur

 

Half-day workshop on SEBI/Securities laws for Chartered Accountants - Introduction to basic concepts, important Regulations, penalties/ settlement and Clause 49

 

SEBI Act/Regulations/Guidelines, etc. have proliferated over the years into a voluminous and complex set of provisions. They affect not only listed companies but other persons like stock brokers, investors, directors, auditors, etc. SEBI has powers to levy stiff penalties, debar persons, disgorge illegitimate profits, etc. Increasingly, the scope of SEBI regulations directly affects Chartered Accountants when they act as Auditors, CFOs, Directors, members of Audit Committee, etc.

 

SEBI has also been one of the most prolific of regulators issuing and revising regulations/guidelines as well as Orders of penalty, etc. at a fast pace, making a rich body of securities laws.

 

As an initial step, the Corporate and Securities Laws Committee of Bombay Chartered Accountants’ Society & The Chamber of Tax Consultants has jointly organised this workshop for introducing basics of Securities Laws specifically for Chartered Accountants in practice and industry. Apart from certain important basic concepts, certain laws of regular relevance in day to day work are considered.

 

Day & Date

Friday, 17th October 2014

Time

2.30 p.m. to 7.30 p.m.

Venue

2nd Floor, Babubhai Chinai Hall, Indian Merchants Chamber,Churchgate, Mumbai

Fees

Up to 7th September 2014

From 8th September 2014

Members (Ordinary, Life & Associate members)

Rs 1,200/- + Rs 148/- (ST)

= Rs 1,348/-

1,400/- + Rs 173/- (ST)

= Rs 1573/-             

Non - Members

Rs 1,600/- + Rs 198/- (ST)

= Rs 1,798/-

1,800/- + Rs 222/- (ST)

= Rs 2,022/-                                                            

 

Subject

Speakers

Basic concepts of Securities Laws

Mr. Bhagirath Merchant, Chartered Accountant

Takeover and Insider Trading Regulations

Mr. Sharad Abhyankar, Advocate

Clause 49 – Analysis of Important Changes

Mr. Shailesh Bathiya, Chartered Accountant

Penalties and Settlement of Violations

Ms. Saileshri Bhaskar, Company Secretary

 

Enrolment restricted to 90 participants on first-come-first-served basis. Please enroll early to avoid last minute disappointment.

 

                                                      Date :

Enrolment Form

Half-day workshop on SEBI/Securities laws for Chartered Accountants - Introduction to basic concepts, important Regulations, penalties/ settlement and Clause 49

Name :

Address :

E-mail :

Mobile :

BCAS Membership. No. :

Tel. (O) :

Tel. (R/M) :

Fax :

Food Preference (Tick any one preference)

Jain :                                            Yes   /     No

Non-Jain :                                   Yes   /     No

Cash/Draft/ Cheque no :

Drawn on :                                                                                                                      Bank

Dated :

Amount Rs.

 

Date:                 

Signature of Participant:

 

Note:

 

Payment Mode can be: Cheque / Demand Draft / Cash or Electronic Card (at BCAS office only).

 

Please mention your name and membership number (if applicable) on the reverse side of the cheque/ Demand Draft. Kindly note that the cash counter timings are from 10.30 a.m. to 5.30 p.m. on Monday to Friday and 10.30 a.m. to 1 p.m. on Saturday. The lunch time is 1.30 p.m. to 2 p.m. Participants are requested to co-operate in this regard.

 

The Cheque/ DD will be in the name of “Bombay Chartered Accountants’ Society”. Your participation will be confirmed only after the realization of payment at BCAS, for which a receipt will be provided for your reference.

 

Cancellation Policy: Kindly note that no refund will be given in case of cancellation for any reason and no substitute will be allowed, once the enrolment form is submitted 

 

7, Jolly Bhavan No. 2, Ground Floor, New Marine Lines, Mumbai 400020

Tel. 61377600

Event from : 17 October 2014
Event to : 17 October 2014
Events Venue : Babubhai Chinai Hall

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